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Exploring the Challenges of 
Implementing and Sustaining 
Cross-Platform NAS Capabilities 
September 29, 2014
Agenda 
 Understanding WHY implementing cross-platform 
capabilities presents challenges 
 Discussing HOWthese capabilities underpin the Agency’s 
success with NextGen 
 Reviewing WHAT the Agency and Aviation Community 
can and should be doing to mitigate risks and explore 
opportunities 
 Describe WHERE there have been some successes and 
where the Agency is headed from here 
2
Framing WHY NextGen is So 
Critical to the FAA 
(From the NextGen 2014 report) 
 “The movement to the next generation of aviation is being 
enabled by a shift to smarter, satellite-based and digital 
technologies and new procedures that combine to make air 
travel more convenient, predictable and environmentally friendly 
 As the nation’s largest airports continue to experience 
congestion, NextGen improvements are enabling the FAA to 
guide and track aircraft more precisely on more direct routes. 
NextGen efficiency enhances safety, reduces delays, saves fuel 
and reduces aircraft exhaust emissions. NextGen is also vital to 
preserving aviation’s significant contributions to our national 
economy.” 
3
A capability-based approach to 
modernizing the NAS 
 Many elements of NextGen’s backbone are platform-specific 
(ERAM, TAMR) and many rely on their own 
new hardware and software infrastructure (including 
those listed below). 
4 
 Other NextGen components rely on 
orchestrated changes to software 
(and sometimes hardware) in 
multiple domains, across multiple 
systems. 
 This capability-based approach to 
implementing incremental changes 
to the NAS presents unique 
challenges for the work of the 
Agency.
Defining a Capability 
 Capabilities can be thought of as NAS concepts 
incorporating multiple functions to deliver an operational 
benefit. 
 Implementing a capability that requires integration across 
multiple NAS systems presents unique challenges. 
5 
System View 
Capabilities – 
May intersect one or 
more systems. 
System 1 System 2 System 3 
Capability 
Capability 
Capability
Unique Challenges Implementing 
NextGen Capabilities 
Scenario Examples Challenges 
Cost, Schedule, and Work to 
be Performed in Single 
Program Baseline 
Automatic Dependent 
Surveillance Broadcast (ADS-B), 
En-Route Automation 
Modernization (ERAM), Time- 
Based Flow Management (TBFM) 
N/A 
Cost and Schedule reside in 
Singular Program; Work to be 
Performed spans Multiple 
Programs 
Data Communications 
(DataComm), System-wide 
Information Management (SWIM) 
• Coordinated planning 
• (potentially mis-aligned) 
Requirements priorities 
• Domain- or platform-specific test 
approaches 
• Domain-specific needs identified 
through implementation 
• (potentially varied) Sustainment 
philosophies and practices 
Cost, Schedule, Execution 
spans Multiple Programs 
Performance-Based Navigation 
(PBN), Airborne Re-Route (ABRR) 
6
Exploring Challenges in the 
Context of AMS 
7 
Service 
Analysis – 
Pre Baseline 
Establish 
Capability 
Baseline 
Allocate 
Capability 
req’s to 
Systems 
System 
Engineer 
NextGen 
Capability 
Defined 
Integrate 
and Test 
Deploy 
System 
Engineer 
Establish 
Program 
Baseline 
Software 
Program Defined Dev’t 
System 
Operational 
Integrate 
and Test 
Deploy 
AMS Process – per System 
NextGen i2i AMS Process – Operational Capability (multiple Systems) 
System 
Engineer 
Integrate 
and Test 
Deploy 
Capability 
Operational 
(multiple 
Systems) 
Capability 
Benefits 
Analysis/ 
Reporting 
Mission Analysis Investment Analysis Solution Implementation 
Service Analysis CRD, Solution Development & Commitment Solution Implementation – per System Solution Implement – per Capability 
Software 
Dev’t 
Software 
Dev’t
Solution Implementation & 
Sustainment – Critical Coordination 
Stages 
8 
Point #1 
Capability Baseline 
Established 
For all Systems 
Point #2 
Software 
Development Start 
May vary by System* 
Point #3 
Development Test 
Milestone 
Complete 
May vary by System* 
Point #4 
Deploy System to 
Site 
On-site transition and test 
Point #5 
Site Capability 
Operations 
For all Systems 
- Requirements 
traceability 
- Implementation 
and integration 
approach 
accounts for 
platform-unique 
needs 
- Aligned 
contracting 
strategy and 
practices 
- Technical 
interchange 
meetings (TIMs) 
- Integrated 
engineering 
reviews 
- Requirements 
management 
processes within 
and across 
platforms 
- Information 
sharing of 
vendor 
approaches and 
test results 
- Consistency in 
status, priority, 
impact, and 
other rating 
scales 
- Coordinated test 
planning and 
result 
disposition 
activities 
- Coordinated 
communication 
and in-briefs to 
site(s) from 
platform-specific 
and capability 
perspectives 
- Coordinated test 
and certification 
planning 
activities 
- Coordinated 
outreach events 
and site 
implementation 
plans 
- Clear first level, 
second level, 
and third level 
maintenance 
procedures 
- Nationally 
coordinated 
approach to 
issue 
identification, 
triage, and 
system ‘fixes’ for 
sites
Additional Challenges to 
Consider 
 Integration activities (multi-vendor design, test, and multi-organizational 
deployment) drive increased integration and 
lifecycle costs while placing a premium on early and accurate 
planning activities 
 Safety Risk Management (SRM) activities require both 
coordination and consistency across capabilities and lines of 
business 
 Developing a consistent approach to requirements management 
across the lifecycle of the capability – differentiating between a 
refined, existing requirement vs. a new requirement vs. a 
potential future enhancement to an existing system 
 Cost estimation approaches that balance prime vendor and 
Agency-driven work in implementation and sustainment 
activities 
9
Best-Practices and Lessons-Learned 
 Reflecting on the design of the ATO PMO 
 Opportunities for continued collaboration across the ATO 
PMO, ATO Requirements (AJV), and FAA NextGen (ANG) 
organizational units 
10 
NextGen 
PMO 
NAS 
Modernization 
Success 
ATO 
Req’s 
Balancing deployment challenges & opportunities 
with requirements of the operation
Best-Practices and Lessons-Learned 
(ctd) 
11 
 Implementation of new roles (such as application leads, capability 
managers) to centralize coordination and accountability for capability 
components within individual programs. 
 Established successes with programs like Ground Interval Management 
and Spacing (GIM-S), ABRR, PDRR, and early work on DataComm have 
yielded innovations to be leveraged by future programs. 
 Institutional stability within ANG, AJV, and AJM since the creation of the 
PMO and the creation of Air Traffic Services (AJT) has allowed for more 
robust institutional understanding of NextGen’s portfolio and the 
necessary planning and integration points. 
 New processes for activities later in the AMS lifecycle – including 
portfolio risk management, capability-focused program reviews, 
capability-focused management forums, and new reporting techniques – 
promote early awareness and opportunities for resolution.
Questions? 
12

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Exploring the Challenges of Implementing and Sustaining Cross-Platform NAS Capabilities

  • 1. Exploring the Challenges of Implementing and Sustaining Cross-Platform NAS Capabilities September 29, 2014
  • 2. Agenda  Understanding WHY implementing cross-platform capabilities presents challenges  Discussing HOWthese capabilities underpin the Agency’s success with NextGen  Reviewing WHAT the Agency and Aviation Community can and should be doing to mitigate risks and explore opportunities  Describe WHERE there have been some successes and where the Agency is headed from here 2
  • 3. Framing WHY NextGen is So Critical to the FAA (From the NextGen 2014 report)  “The movement to the next generation of aviation is being enabled by a shift to smarter, satellite-based and digital technologies and new procedures that combine to make air travel more convenient, predictable and environmentally friendly  As the nation’s largest airports continue to experience congestion, NextGen improvements are enabling the FAA to guide and track aircraft more precisely on more direct routes. NextGen efficiency enhances safety, reduces delays, saves fuel and reduces aircraft exhaust emissions. NextGen is also vital to preserving aviation’s significant contributions to our national economy.” 3
  • 4. A capability-based approach to modernizing the NAS  Many elements of NextGen’s backbone are platform-specific (ERAM, TAMR) and many rely on their own new hardware and software infrastructure (including those listed below). 4  Other NextGen components rely on orchestrated changes to software (and sometimes hardware) in multiple domains, across multiple systems.  This capability-based approach to implementing incremental changes to the NAS presents unique challenges for the work of the Agency.
  • 5. Defining a Capability  Capabilities can be thought of as NAS concepts incorporating multiple functions to deliver an operational benefit.  Implementing a capability that requires integration across multiple NAS systems presents unique challenges. 5 System View Capabilities – May intersect one or more systems. System 1 System 2 System 3 Capability Capability Capability
  • 6. Unique Challenges Implementing NextGen Capabilities Scenario Examples Challenges Cost, Schedule, and Work to be Performed in Single Program Baseline Automatic Dependent Surveillance Broadcast (ADS-B), En-Route Automation Modernization (ERAM), Time- Based Flow Management (TBFM) N/A Cost and Schedule reside in Singular Program; Work to be Performed spans Multiple Programs Data Communications (DataComm), System-wide Information Management (SWIM) • Coordinated planning • (potentially mis-aligned) Requirements priorities • Domain- or platform-specific test approaches • Domain-specific needs identified through implementation • (potentially varied) Sustainment philosophies and practices Cost, Schedule, Execution spans Multiple Programs Performance-Based Navigation (PBN), Airborne Re-Route (ABRR) 6
  • 7. Exploring Challenges in the Context of AMS 7 Service Analysis – Pre Baseline Establish Capability Baseline Allocate Capability req’s to Systems System Engineer NextGen Capability Defined Integrate and Test Deploy System Engineer Establish Program Baseline Software Program Defined Dev’t System Operational Integrate and Test Deploy AMS Process – per System NextGen i2i AMS Process – Operational Capability (multiple Systems) System Engineer Integrate and Test Deploy Capability Operational (multiple Systems) Capability Benefits Analysis/ Reporting Mission Analysis Investment Analysis Solution Implementation Service Analysis CRD, Solution Development & Commitment Solution Implementation – per System Solution Implement – per Capability Software Dev’t Software Dev’t
  • 8. Solution Implementation & Sustainment – Critical Coordination Stages 8 Point #1 Capability Baseline Established For all Systems Point #2 Software Development Start May vary by System* Point #3 Development Test Milestone Complete May vary by System* Point #4 Deploy System to Site On-site transition and test Point #5 Site Capability Operations For all Systems - Requirements traceability - Implementation and integration approach accounts for platform-unique needs - Aligned contracting strategy and practices - Technical interchange meetings (TIMs) - Integrated engineering reviews - Requirements management processes within and across platforms - Information sharing of vendor approaches and test results - Consistency in status, priority, impact, and other rating scales - Coordinated test planning and result disposition activities - Coordinated communication and in-briefs to site(s) from platform-specific and capability perspectives - Coordinated test and certification planning activities - Coordinated outreach events and site implementation plans - Clear first level, second level, and third level maintenance procedures - Nationally coordinated approach to issue identification, triage, and system ‘fixes’ for sites
  • 9. Additional Challenges to Consider  Integration activities (multi-vendor design, test, and multi-organizational deployment) drive increased integration and lifecycle costs while placing a premium on early and accurate planning activities  Safety Risk Management (SRM) activities require both coordination and consistency across capabilities and lines of business  Developing a consistent approach to requirements management across the lifecycle of the capability – differentiating between a refined, existing requirement vs. a new requirement vs. a potential future enhancement to an existing system  Cost estimation approaches that balance prime vendor and Agency-driven work in implementation and sustainment activities 9
  • 10. Best-Practices and Lessons-Learned  Reflecting on the design of the ATO PMO  Opportunities for continued collaboration across the ATO PMO, ATO Requirements (AJV), and FAA NextGen (ANG) organizational units 10 NextGen PMO NAS Modernization Success ATO Req’s Balancing deployment challenges & opportunities with requirements of the operation
  • 11. Best-Practices and Lessons-Learned (ctd) 11  Implementation of new roles (such as application leads, capability managers) to centralize coordination and accountability for capability components within individual programs.  Established successes with programs like Ground Interval Management and Spacing (GIM-S), ABRR, PDRR, and early work on DataComm have yielded innovations to be leveraged by future programs.  Institutional stability within ANG, AJV, and AJM since the creation of the PMO and the creation of Air Traffic Services (AJT) has allowed for more robust institutional understanding of NextGen’s portfolio and the necessary planning and integration points.  New processes for activities later in the AMS lifecycle – including portfolio risk management, capability-focused program reviews, capability-focused management forums, and new reporting techniques – promote early awareness and opportunities for resolution.