This document discusses the challenges of implementing cross-platform capabilities for the Next Generation Air Transportation System (NextGen). It outlines that NextGen requires integrating capabilities across multiple air traffic control systems, which presents coordination challenges around requirements, testing, deployment and sustainment. Specific challenges mentioned include having costs, schedules and work spread across multiple programs instead of within a single program. The document explores how the Agency Management System process handles capabilities versus individual systems, and identifies key coordination stages in solution implementation and sustainment. It also notes additional challenges around integration activities, safety risk management, and requirements management across capabilities. Best practices discussed include coordination roles, process improvements, and successes from existing NextGen programs.
Exploring the Challenges of Implementing and Sustaining Cross-Platform NAS Capabilities
1. Exploring the Challenges of
Implementing and Sustaining
Cross-Platform NAS Capabilities
September 29, 2014
2. Agenda
Understanding WHY implementing cross-platform
capabilities presents challenges
Discussing HOWthese capabilities underpin the Agency’s
success with NextGen
Reviewing WHAT the Agency and Aviation Community
can and should be doing to mitigate risks and explore
opportunities
Describe WHERE there have been some successes and
where the Agency is headed from here
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3. Framing WHY NextGen is So
Critical to the FAA
(From the NextGen 2014 report)
“The movement to the next generation of aviation is being
enabled by a shift to smarter, satellite-based and digital
technologies and new procedures that combine to make air
travel more convenient, predictable and environmentally friendly
As the nation’s largest airports continue to experience
congestion, NextGen improvements are enabling the FAA to
guide and track aircraft more precisely on more direct routes.
NextGen efficiency enhances safety, reduces delays, saves fuel
and reduces aircraft exhaust emissions. NextGen is also vital to
preserving aviation’s significant contributions to our national
economy.”
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4. A capability-based approach to
modernizing the NAS
Many elements of NextGen’s backbone are platform-specific
(ERAM, TAMR) and many rely on their own
new hardware and software infrastructure (including
those listed below).
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Other NextGen components rely on
orchestrated changes to software
(and sometimes hardware) in
multiple domains, across multiple
systems.
This capability-based approach to
implementing incremental changes
to the NAS presents unique
challenges for the work of the
Agency.
5. Defining a Capability
Capabilities can be thought of as NAS concepts
incorporating multiple functions to deliver an operational
benefit.
Implementing a capability that requires integration across
multiple NAS systems presents unique challenges.
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System View
Capabilities –
May intersect one or
more systems.
System 1 System 2 System 3
Capability
Capability
Capability
6. Unique Challenges Implementing
NextGen Capabilities
Scenario Examples Challenges
Cost, Schedule, and Work to
be Performed in Single
Program Baseline
Automatic Dependent
Surveillance Broadcast (ADS-B),
En-Route Automation
Modernization (ERAM), Time-
Based Flow Management (TBFM)
N/A
Cost and Schedule reside in
Singular Program; Work to be
Performed spans Multiple
Programs
Data Communications
(DataComm), System-wide
Information Management (SWIM)
• Coordinated planning
• (potentially mis-aligned)
Requirements priorities
• Domain- or platform-specific test
approaches
• Domain-specific needs identified
through implementation
• (potentially varied) Sustainment
philosophies and practices
Cost, Schedule, Execution
spans Multiple Programs
Performance-Based Navigation
(PBN), Airborne Re-Route (ABRR)
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7. Exploring Challenges in the
Context of AMS
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Service
Analysis –
Pre Baseline
Establish
Capability
Baseline
Allocate
Capability
req’s to
Systems
System
Engineer
NextGen
Capability
Defined
Integrate
and Test
Deploy
System
Engineer
Establish
Program
Baseline
Software
Program Defined Dev’t
System
Operational
Integrate
and Test
Deploy
AMS Process – per System
NextGen i2i AMS Process – Operational Capability (multiple Systems)
System
Engineer
Integrate
and Test
Deploy
Capability
Operational
(multiple
Systems)
Capability
Benefits
Analysis/
Reporting
Mission Analysis Investment Analysis Solution Implementation
Service Analysis CRD, Solution Development & Commitment Solution Implementation – per System Solution Implement – per Capability
Software
Dev’t
Software
Dev’t
8. Solution Implementation &
Sustainment – Critical Coordination
Stages
8
Point #1
Capability Baseline
Established
For all Systems
Point #2
Software
Development Start
May vary by System*
Point #3
Development Test
Milestone
Complete
May vary by System*
Point #4
Deploy System to
Site
On-site transition and test
Point #5
Site Capability
Operations
For all Systems
- Requirements
traceability
- Implementation
and integration
approach
accounts for
platform-unique
needs
- Aligned
contracting
strategy and
practices
- Technical
interchange
meetings (TIMs)
- Integrated
engineering
reviews
- Requirements
management
processes within
and across
platforms
- Information
sharing of
vendor
approaches and
test results
- Consistency in
status, priority,
impact, and
other rating
scales
- Coordinated test
planning and
result
disposition
activities
- Coordinated
communication
and in-briefs to
site(s) from
platform-specific
and capability
perspectives
- Coordinated test
and certification
planning
activities
- Coordinated
outreach events
and site
implementation
plans
- Clear first level,
second level,
and third level
maintenance
procedures
- Nationally
coordinated
approach to
issue
identification,
triage, and
system ‘fixes’ for
sites
9. Additional Challenges to
Consider
Integration activities (multi-vendor design, test, and multi-organizational
deployment) drive increased integration and
lifecycle costs while placing a premium on early and accurate
planning activities
Safety Risk Management (SRM) activities require both
coordination and consistency across capabilities and lines of
business
Developing a consistent approach to requirements management
across the lifecycle of the capability – differentiating between a
refined, existing requirement vs. a new requirement vs. a
potential future enhancement to an existing system
Cost estimation approaches that balance prime vendor and
Agency-driven work in implementation and sustainment
activities
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10. Best-Practices and Lessons-Learned
Reflecting on the design of the ATO PMO
Opportunities for continued collaboration across the ATO
PMO, ATO Requirements (AJV), and FAA NextGen (ANG)
organizational units
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NextGen
PMO
NAS
Modernization
Success
ATO
Req’s
Balancing deployment challenges & opportunities
with requirements of the operation
11. Best-Practices and Lessons-Learned
(ctd)
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Implementation of new roles (such as application leads, capability
managers) to centralize coordination and accountability for capability
components within individual programs.
Established successes with programs like Ground Interval Management
and Spacing (GIM-S), ABRR, PDRR, and early work on DataComm have
yielded innovations to be leveraged by future programs.
Institutional stability within ANG, AJV, and AJM since the creation of the
PMO and the creation of Air Traffic Services (AJT) has allowed for more
robust institutional understanding of NextGen’s portfolio and the
necessary planning and integration points.
New processes for activities later in the AMS lifecycle – including
portfolio risk management, capability-focused program reviews,
capability-focused management forums, and new reporting techniques –
promote early awareness and opportunities for resolution.