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Design Science in Action:
    Developing a Framework for Introducing IT
        Systems into Operational Practice
                    test case               situation to-be
                                           s’

                                       ?
                                                s      situation as-is
                                   P       1
                                                                    generic situation to-be
                                                     2a 4
                        problem                                     t’
                                                2b
                                                            ?            t
                            hypothesis                          3
                                                        GP
                                                                             generic situation as-is
                                           generic problem

                                       Ilia Bider - DSV SU
                                  Paul Johannesson – DSV SU
                                     Erik Perjons – DSV SU
                                   Lena Johansson – DSV SU
     Presentation at ICIS 2012, Orlando, Florida December 18, 2012
     Pre-proceedings: http://bit.ly/YXp47r
     Proceedings: http://aisel.aisnet.org/icis2012/proceedings/EngagedScholarship/4/

                                                                                                   DSV - Stockholm University
1
Dual Goal with the presentation

    1. Present our view on Design Science Research (DSR) as a
       process of generating and testing hypothesis for adoption in
       practice.

        This process can be driven in numerous ways beside the
        traditional cycle of
        problem->requirements->solution->demonstration->
        evaluation
          Bider, I., Johannesson, P., and Perjons, E. 2012. "Design science research as
          movement between individual and generic situation-problem-solution spaces," (to
          appear) in Baskerville R., De Marco, M., and Spagnoletti, P. (eds.) Organizational
          Systems. An Interdisciplinary Discourse, Springer.


    2. Present an example that serves to illustrate and be a test case
       for the above view

                                                                        DSV - Stockholm University
2
Difference between DSR and
    empirically-based research (EMR)
                  EMR                          DSR
    Timeline      Past & Present               Future
    Aimed at      Explaining the world as it   Suggesting a new world that
                  was or as it is              does not yet exist
    Process       Establishing facts and       Generating and testing
                  developing theories that     hypothesis for adoption
                  explains these facts
    Relation to   Follow practice              Lead practice
    practice



     Example: communism as designed by K. Marx and his followers



                                                        DSV - Stockholm University
3
DS process as movement between
    the two worlds

     test case              situation to-be
                           s’

                     +1         s     situation as-is
                    P     http://bit.ly/YXp47r
      problem                                  generic situation to-be
                                                t’

                                         0           t
             hypothesis
                                       GP
                                                         generic situation as-is
                           generic problem


                                                             DSV - Stockholm University
4
Example to be discussed - Generic
    innovation

    test case               situation to-be
                           s’

                       ?
                                s      situation as-is
                   P       1
                                                    generic situation to-be
                                     2a 4
        problem                                     t’
                                2b
                                            ?            t
            hypothesis                          3
                                        GP
                                                             generic situation as-is
                           generic problem



                                                                   DSV - Stockholm University
5
Situation at hands


Organization
• Non-for-profit (interest) organization
• Association of tenants in West region of Sweden
• Central office – about 60-70 employees
• Democratic management style with a strong CEO
trying to become process oriented
• With the help of an IT system




                                           DSV - Stockholm University
System – a BPS system based on the
shared spaces & collaborative planning




      Structure of the process case/instance

                                    DSV - Stockholm University
System - continuing




  Plans for a particular user

                           DSV - Stockholm University
Problem – the users do not use the
                system

• General comment – It might be a good system, but I do not
  understand what I should use it for?

• Specific problem - Collaborative planning not intuitive

• New processes introduced at the same time (customer
  feedback) – no experience of dealing with them

• Previously totally ad-hoc processes (lobbying) are to be
  structured – requires adaptation
                                              DSV - Stockholm University
Generalization

Generic situation:
• Introduction in organizational practice of an IT systems
  that aim at changing the work and communication
  practices of an organization = organizational change
• The introduction process = ad hoc and already started
Generic problem
• The process stammer – nothing happens
Generic solution required
• Introduction process model – methodology of driving an
  introduction process
• That can be used in the middle of an unsuccessful
  introduction process
                                             DSV - Stockholm University
Developing a solution – theoretical
              background

• State-oriented view of business processes
• Kotter’s [1996] eight stages for change management
• Sharma and Yetton [2003]
• The Unified Theory of Acceptance and Use of Technology
  (UTAUT)




                                              DSV - Stockholm University
State-oriented view on
          business processes




• For each item Ordered = Delivered           • Invoiced = To pay
• To pay = Total + Freight + Tax              • Paid = Invoiced

           • Ordered > Delivered      shipment

           • To pay > Invoiced        invoicing
                                                  DSV - Stockholm University
Kotter’s eight stages for change
                 management

1.   Establishing a sense of urgency
2.   Creating the guiding coalition
3.   Developing a vision and strategy
4.   Communicating the change vision
5.   Empowering broad-based action
6.   Generating short-term wins
7.   Consolidating gains and producing more change
8.   Anchoring new approaches in the culture



                                                     DSV - Stockholm University
Sharma and Yetton suggestions on
       institutional context changes

1.   New structures, e.g. create a training group, or introduce a help-desk.
2.   New performance control systems -the ones that favour system usage,
     e.g. introduce a system that rewards active users.
3.   New coordination mechanisms. New IT systems often require
     changes in existing work processes, which have to be redesigned in
     order to ensure benefits from the system.
4.   Changes to performance goals. An introduction process is often
     characterized by a period of decline in performance, which should be
     planned in advanced.




                                                          DSV - Stockholm University
The Unified Theory of Acceptance and
     Use of Technology (UTAUT)

Factors that define users’ behaviour:


1.   Performance expectancy – how much I will gain
2.   Effort expectancy - how hard I need to work
3.   Social influence – what happened if I don’t do it.
4.   Facilitated conditions – how much help I will get from the
     organization




                                                          DSV - Stockholm University
Solution – the A3 framework
      General Scheme




                     DSV - Stockholm University
Solution – the A3 framework
       Process model




                     DSV - Stockholm University
Reflections from the project


• DS is difficult to plan in advance
• Tight deadlines so that not to miss an opportunity for
  testing a solution in the current case
• Even when a known problem have known solutions there
  could be an opportunity for DS if the context is different
• The demonstration phase requires tight cooperation
  between researchers and practitioner to implement the
  solution


                                               DSV - Stockholm University
Thank you for your attention!


                Main Contact
           Ilia Bider, SU/IbisSoft
       Email: ilia@{dsv.su,ibissoft}.se




                                     DSV - Stockholm University
19

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Design Science in Action ...

  • 1. Design Science in Action: Developing a Framework for Introducing IT Systems into Operational Practice test case situation to-be s’ ? s situation as-is P 1 generic situation to-be 2a 4 problem t’ 2b ? t hypothesis 3 GP generic situation as-is generic problem Ilia Bider - DSV SU Paul Johannesson – DSV SU Erik Perjons – DSV SU Lena Johansson – DSV SU Presentation at ICIS 2012, Orlando, Florida December 18, 2012 Pre-proceedings: http://bit.ly/YXp47r Proceedings: http://aisel.aisnet.org/icis2012/proceedings/EngagedScholarship/4/ DSV - Stockholm University 1
  • 2. Dual Goal with the presentation 1. Present our view on Design Science Research (DSR) as a process of generating and testing hypothesis for adoption in practice. This process can be driven in numerous ways beside the traditional cycle of problem->requirements->solution->demonstration-> evaluation Bider, I., Johannesson, P., and Perjons, E. 2012. "Design science research as movement between individual and generic situation-problem-solution spaces," (to appear) in Baskerville R., De Marco, M., and Spagnoletti, P. (eds.) Organizational Systems. An Interdisciplinary Discourse, Springer. 2. Present an example that serves to illustrate and be a test case for the above view DSV - Stockholm University 2
  • 3. Difference between DSR and empirically-based research (EMR) EMR DSR Timeline Past & Present Future Aimed at Explaining the world as it Suggesting a new world that was or as it is does not yet exist Process Establishing facts and Generating and testing developing theories that hypothesis for adoption explains these facts Relation to Follow practice Lead practice practice Example: communism as designed by K. Marx and his followers DSV - Stockholm University 3
  • 4. DS process as movement between the two worlds test case situation to-be s’ +1 s situation as-is P http://bit.ly/YXp47r problem generic situation to-be t’ 0 t hypothesis GP generic situation as-is generic problem DSV - Stockholm University 4
  • 5. Example to be discussed - Generic innovation test case situation to-be s’ ? s situation as-is P 1 generic situation to-be 2a 4 problem t’ 2b ? t hypothesis 3 GP generic situation as-is generic problem DSV - Stockholm University 5
  • 6. Situation at hands Organization • Non-for-profit (interest) organization • Association of tenants in West region of Sweden • Central office – about 60-70 employees • Democratic management style with a strong CEO trying to become process oriented • With the help of an IT system DSV - Stockholm University
  • 7. System – a BPS system based on the shared spaces & collaborative planning Structure of the process case/instance DSV - Stockholm University
  • 8. System - continuing Plans for a particular user DSV - Stockholm University
  • 9. Problem – the users do not use the system • General comment – It might be a good system, but I do not understand what I should use it for? • Specific problem - Collaborative planning not intuitive • New processes introduced at the same time (customer feedback) – no experience of dealing with them • Previously totally ad-hoc processes (lobbying) are to be structured – requires adaptation DSV - Stockholm University
  • 10. Generalization Generic situation: • Introduction in organizational practice of an IT systems that aim at changing the work and communication practices of an organization = organizational change • The introduction process = ad hoc and already started Generic problem • The process stammer – nothing happens Generic solution required • Introduction process model – methodology of driving an introduction process • That can be used in the middle of an unsuccessful introduction process DSV - Stockholm University
  • 11. Developing a solution – theoretical background • State-oriented view of business processes • Kotter’s [1996] eight stages for change management • Sharma and Yetton [2003] • The Unified Theory of Acceptance and Use of Technology (UTAUT) DSV - Stockholm University
  • 12. State-oriented view on business processes • For each item Ordered = Delivered • Invoiced = To pay • To pay = Total + Freight + Tax • Paid = Invoiced • Ordered > Delivered shipment • To pay > Invoiced invoicing DSV - Stockholm University
  • 13. Kotter’s eight stages for change management 1. Establishing a sense of urgency 2. Creating the guiding coalition 3. Developing a vision and strategy 4. Communicating the change vision 5. Empowering broad-based action 6. Generating short-term wins 7. Consolidating gains and producing more change 8. Anchoring new approaches in the culture DSV - Stockholm University
  • 14. Sharma and Yetton suggestions on institutional context changes 1. New structures, e.g. create a training group, or introduce a help-desk. 2. New performance control systems -the ones that favour system usage, e.g. introduce a system that rewards active users. 3. New coordination mechanisms. New IT systems often require changes in existing work processes, which have to be redesigned in order to ensure benefits from the system. 4. Changes to performance goals. An introduction process is often characterized by a period of decline in performance, which should be planned in advanced. DSV - Stockholm University
  • 15. The Unified Theory of Acceptance and Use of Technology (UTAUT) Factors that define users’ behaviour: 1. Performance expectancy – how much I will gain 2. Effort expectancy - how hard I need to work 3. Social influence – what happened if I don’t do it. 4. Facilitated conditions – how much help I will get from the organization DSV - Stockholm University
  • 16. Solution – the A3 framework General Scheme DSV - Stockholm University
  • 17. Solution – the A3 framework Process model DSV - Stockholm University
  • 18. Reflections from the project • DS is difficult to plan in advance • Tight deadlines so that not to miss an opportunity for testing a solution in the current case • Even when a known problem have known solutions there could be an opportunity for DS if the context is different • The demonstration phase requires tight cooperation between researchers and practitioner to implement the solution DSV - Stockholm University
  • 19. Thank you for your attention! Main Contact Ilia Bider, SU/IbisSoft Email: ilia@{dsv.su,ibissoft}.se DSV - Stockholm University 19